Authorised Dealing Officer

Key Responsibilities:

• Execute buy and sell orders for equities, government securities, corporate bonds, and commodities on behalf of institutional, ensuring best execution practices.
• Strictly adhere to Securities and Exchange Commission (SEC) Ghana regulations, GSE trading rules, and Anti-Money Laundering (AML) protocols.
• Provide real-time market intelligence, price quotations, and trade confirmations to clients. Maintain high fiduciary standards.
• Build and maintain relationships with key market players (regulators, brokerage firms, portfolio managers, and prospective investors) to support effective collaboration.
• Identify and engage prospective clients to expand the existing client base.
• Monitor macroeconomic and other environmental trends that may affect the value of investment portfolios.
• Monitor intra-day exposure, margin requirements, and settlement risks. Ensure all trades are settled within stipulated timeframes.
• Maintain accurate and adequate documentation on order logs, and client transaction records for regulatory audits.
• Analyse market trends, company announcements, and macroeconomic data to advise clients and internal teams.
• Complete other tasks assigned by management as needed.

Qualifications & Requirements:

•  Bachelor’s degree in Finance, Economics, Accounting, Business Administration or related field. An MBA or professional certification (CFA Level I/II) is an added advantage.
• Successful completion of the GISI, GSE certification courses, or any other courses specified by the Securities and Exchange Commission and Ghana Stock Exchange.
• Must be a Registered Securities Dealer with the Ghana Stock Exchange.
• Minimum 3 years of direct experience on a trading floor or dealing desk at a licensed brokerage, investment bank, or asset management firm in Ghana.
• Thorough knowledge of regulatory framework and understanding of macroeconomic theory, monetary and fiscal policy and their respective impact on markets.
• Proficiency in GSE trading platforms (e.g., Central Securities Depository - CSD).
• Solid quantitative and analytical skills.
• Excellent communication, negotiation and presentation skills are required.
• High integrity, ability to work under pressure, excellent numerical accuracy, and strong client relationship skills.

How to Apply:

Send CV (PDF), Cover letter, a copy of your GISI certificate, and other relevant certificates 

Location: Accra

Salary: Attractive